DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• I••••••••• A•••••••• L••
Latest filing Jan 23, 2026
First filing on the tape Sep 23, 2025 · 2 filings
SEC status approved since Nov 18, 2025
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$110M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$37.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$111M as of Jan 23, 2026
Sep 23, 2025$105M then
HNW client RAUM$108M as of Jan 23, 2026
Sep 23, 2025$102M then
State-registered IARs (5.B.3)2 as of Jan 23, 2026
Sep 23, 20252 then
Employees (5.A)3 as of Jan 23, 2026
Sep 23, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $37.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $810,818derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$108M97%
- Individuals$2.0M1.8%
- Corporations and businesses$1.5M1.3%
- Individual clients
- 13reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 137reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• B•••••••• | Evanston, Il | Jul 20, 2018 | 36 y | 0 |
| J••••• R•••• K•••••Certified Financial Planner | Evanston, Il | Feb 5, 2021 | 11 y | 0 |
| J••• G•••••• R••••• | Evanston, Il | Dec 1, 2023 | 21 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• G•••••• R••••• from M••••••••• I••••••••• A•• R••••••••• A•••••••• L••Dec 1, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• S•••• · Ceo & Foundercontrolsince 04/2018 · owns 75% or more
- K•••••• J•••••• R•••• · Associate & Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Evanston, Il · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 151 to 137Sep 23, 2025 to Jan 23, 2026
- Corporate clients · 2 to 3Sep 23, 2025 to Jan 23, 2026
- HNW clients · 25 to 38Sep 23, 2025 to Jan 23, 2026
- Individual clients · 4 to 13Sep 23, 2025 to Jan 23, 2026
- Financial planning clients · 11-25 to 51-100Sep 23, 2025 to Jan 23, 2026
- Discretionary RAUM · $105M to $111MSep 23, 2025 to Jan 23, 2026
- HNW RAUM · $102M to $108MSep 23, 2025 to Jan 23, 2026
- Individual RAUM · $1.6M to $2.0MSep 23, 2025 to Jan 23, 2026
- RAUM · $105M to $111MSep 23, 2025 to Jan 23, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sbondinvest.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-602-6404reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- sbondinvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-602-6404reportedpublic record, Form ADV, Jan 23, 2026
- Contact form
- sbondinvest.com/contact-financial-advisory-firm-evanstonreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- sbondinvest.com/about-us-fee-only-investment-management/our-reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026