DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• J• C••••••

V••••• P•••• A•••••••• L••independent RIASan Francisco, CaIA-onlyIAPD 7293809

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as R••• Joseph C••••••

At current firm

1 y

since Aug 22, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••• P•••• A•••••••• L•• independent RIA current
since Aug 22, 2025 · San Francisco, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jan 19, 2023 to Jul 29, 2025 · San Francisco, Ca
M••••• S•••••• wirehouse
Sep 22, 2021 to Jan 13, 2023 · San Francisco, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Sep 25, 2020 to Aug 23, 2021 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to V••••• P•••• A•••••••• L••
left Jul 29, 2025, registered Aug 22, 2025 (24 days) · Wirehouse to independent RIA
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Jan 13, 2023, registered Jan 19, 2023 (6 days) · Wirehouse to wirehouse
J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••
left Aug 23, 2021, registered Sep 22, 2021 (30 days) · Affiliated broker-dealer or bank to wirehouse

Signals

R••• J• C•••••• left U•• F•••••••• S••••••• I••• for V••••• P•••• A•••••••• L•• (registered 2025-08-22)
Jul 29, 2025 · Advisor changed firm · fact
R••• J• C•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2023-01-19)
Jan 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address