DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• E•••••••••

S••••• W••••• L••independent RIABirmingham, Mi IA-onlyIAPD 7304019

Feed of 09/14/2026

Also filed as Kevin Ellis

At current firm

0 y

since Sep 3, 2026

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• L•• independent RIA current
since Sep 3, 2026 · Birmingham, Mi
H•••••••• A•••••••• L•• BD affiliated
Apr 4, 2024 to Oct 4, 2024 · Mission Woods, Ks
C••••• P••••••• P••••••• independent RIA
Jun 2, 2023 to Apr 17, 2024 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to S••••• W••••• L••
left Oct 4, 2024, registered Sep 3, 2026 (699 days) · Affiliated broker-dealer or bank to independent RIA
C••••• P••••••• P••••••• to H•••••••• A•••••••• L••
left Apr 17, 2024, registered Apr 4, 2024 (-13 days) · RIA to affiliated broker-dealer or bank

Signals

K•••• E••••••••• left H•••••••• A•••••••• L•• for S••••• W••••• L•• (registered 2026-09-03)
Oct 4, 2024 · Advisor changed firm · fact
K•••• E••••••••• left C••••• P••••••• P••••••• for H•••••••• A•••••••• L•• (registered 2024-04-04)
Apr 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address