DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• G••••••

E•••• S••••••••• L••BD affiliatedGrand Rapids, Midual registrantIAPD 7304945

Feed of 09/14/2026

Also filed as S•••• D G••••••

At current firm

2 y

since Feb 12, 2024

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Feb 12, 2024 · Grand Rapids, Mi
H••• I••••• F•••••••• L•• independent RIA
Sep 15, 2023 to Oct 3, 2023 · Grand Rapids, Mi
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Aug 21, 2023 · Kalamazoo, Mi
C••• B•••••••• S•••••••• I••• former
Apr 15, 2021 to May 18, 2022 · Kalamazoo, Mi

Moves

a registration end followed by a registration begin elsewhere

H••• I••••• F•••••••• L•• to E•••• S••••••••• L••
left Oct 3, 2023, registered Feb 12, 2024 (132 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to H••• I••••• F•••••••• L••
left Aug 21, 2023, registered Sep 15, 2023 (25 days) · Affiliated broker-dealer or bank to independent RIA
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move

Signals

S•••• G•••••• left H••• I••••• F•••••••• L•• for E•••• S••••••••• L•• (registered 2024-02-12)
Oct 3, 2023 · Advisor changed firm · fact
S•••• G•••••• left L•• F•••••••• L•• for H••• I••••• F•••••••• L•• (registered 2023-09-15)
Aug 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address