RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F••••••• B•••••
- M••••• S•••••• wirehouse currentsince Jul 13, 2026 · Minneapolis, Mn
- L•• F•••••••• L•• BD affiliatedDec 2, 2021 to Jul 21, 2026 · Minneapolis, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 3, 2021 to Dec 3, 2021 · Golden Valley, Mn
- L•• F•••••••• L•• to M••••• S••••••left Jul 21, 2026, registered Jul 13, 2026 (-8 days) · Affiliated broker-dealer or bank to wirehouse
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Dec 3, 2021, registered Dec 2, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- M•••••• F••••••• B••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2026-07-13)Jul 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address