J•••• P••••• A•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Sep 18, 2025 · Chicago, Il
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to Sep 1, 2025 · Cincinnati, Oh
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Feb 3, 2022 to Mar 31, 2025 · Covington, Ky
• M•• I•••••••• S•••••••• L•• BD affiliated
  May 25, 2021 to Nov 18, 2021 · Cincinnati, Oh

• S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Sep 1, 2025, registered Sep 18, 2025 (17 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Nov 18, 2021, registered Feb 3, 2022 (77 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Sep 1, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address