RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R••• W••••• no RAUM currentsince Jun 1, 2026 · Fort Collins, Co
- W•••• F•••• A••••••• wirehouseMay 22, 2024 to Jun 15, 2026 · Fort Collins, Co
- L•• F•••••••• L•• BD affiliatedMar 7, 2022 to May 23, 2024 · Loveland, Co
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 2, 2021 to Mar 8, 2022 · Greenwood Village, Co
- W•••• F•••• A••••••• to R••• W•••••left Jun 15, 2026, registered Jun 1, 2026 (-14 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- L•• F•••••••• L•• to W•••• F•••• A•••••••left May 23, 2024, registered May 22, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••left Mar 8, 2022, registered Mar 7, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• J••••• B••••••••• left W•••• F•••• A••••••• for R••• W••••• (registered 2026-06-01)Jun 15, 2026 · Advisor changed firm · fact
- C•••• J••••• B••••••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2024-05-22)May 23, 2024 · Advisor changed firm · fact
- C•••• J••••• B••••••••• left T••••••• I••••••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2022-03-07)Mar 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address