RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••••• C• R••••••
- W•••• F•••• A••••••• wirehouse currentsince May 11, 2026 · Coral Gables, Fl
- J••• M••••• S••••••••• L•• wirehouseMar 19, 2025 to May 5, 2026 · Miami Springs, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 31, 2022 to Mar 24, 2025 · Norcross, Ga
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left May 5, 2026, registered May 11, 2026 (6 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Mar 24, 2025, registered Mar 19, 2025 (-5 days) · Wirehouse to wirehouse · moved with a team
- I••••• C• R•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-05-11)May 5, 2026 · Advisor changed firm · fact
- I••••• C• R•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-03-19)Mar 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address