DFX Intelligence
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Registered advisor
J••••••• R•••••••
Feed of 09/14/2026
Also filed as J••••••• I•••• R••••••••• I•••• R••••••••• R••••••••• I• R•••••••
At current firm
0 y
since Oct 27, 2025
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 27, 2025 · Salt Lake City, Ut
- M••••• S•••••• wirehouseDec 23, 2024 to May 13, 2025 · Sandy, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 24, 2023 to Dec 9, 2024 · West Jordan, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 18, 2022 to Aug 10, 2023 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left May 13, 2025, registered Oct 27, 2025 (167 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Dec 9, 2024, registered Dec 23, 2024 (14 days) · Wirehouse to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 10, 2023, registered Aug 24, 2023 (14 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMay 13, 2025 · Advisor changed firm · fact
- ••• LockedDec 9, 2024 · Advisor changed firm · fact
- ••• LockedAug 10, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address