RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J•••• O•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 7, 2026 · Houston, Tx
- W•••• F•••• A••••••• wirehouseMar 8, 2024 to Apr 6, 2026 · The Woodlands, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 24, 2022 to Jan 8, 2024 · Westlake, Tx
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Apr 6, 2026, registered Apr 7, 2026 (1 days) · Wirehouse to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left Jan 8, 2024, registered Mar 8, 2024 (60 days) · Affiliated broker-dealer or bank to wirehouse
- T•••• J•••• O••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-04-07)Apr 6, 2026 · Advisor changed firm · fact
- T•••• J•••• O••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2024-03-08)Jan 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address