RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 21, 2026 · Rock Hill, Sc
- L•• F•••••••• L•• BD affiliatedAug 27, 2024 to Jan 15, 2026 · Greenwood, Sc
- W•••• F•••• A••••••• wirehouseMay 12, 2023 to Jun 12, 2024 · Charlotte, Nc
- L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••left Jan 15, 2026, registered Jan 21, 2026 (6 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jun 12, 2024, registered Aug 27, 2024 (76 days) · Wirehouse to affiliated broker-dealer or bank
- T••••• A•••• left L•• F•••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2026-01-21)Jan 15, 2026 · Advisor changed firm · fact
- T••••• A•••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-08-27)Jun 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address