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Registered advisor

E•••• S••••••••• W•••••

V••••••• A•••••••• I•••BD affiliatedCharlotte, Ncdual registrantIAPD 7320287

Feed of 09/14/2026

Also filed as E•••• S W•••••

At current firm

0 y

since Feb 5, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Feb 5, 2026 · Charlotte, Nc
E••••• J•••• national BD
Jul 18, 2025 to Jan 16, 2026 · Mount Pleasant, Sc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 26, 2024 to Jul 18, 2025 · Mount Pleasant, Sc
V••••••• A•••••••• I••• BD affiliated
Jun 26, 2024 to Jul 31, 2024 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to V••••••• A•••••••• I•••
left Jan 16, 2026, registered Feb 5, 2026 (20 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jul 18, 2025, registered Jul 18, 2025 (0 days) · Wirehouse to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 31, 2024, registered Aug 26, 2024 (26 days) · Affiliated broker-dealer or bank to wirehouse

Signals

E•••• S••••••••• W••••• left E••••• J•••• for V••••••• A•••••••• I••• (registered 2026-02-05)
Jan 16, 2026 · Advisor changed firm · fact
E•••• S••••••••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2025-07-18)
Jul 18, 2025 · Advisor changed firm · fact
E•••• S••••••••• W••••• left V••••••• A•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-08-26)
Jul 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address