DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• M•••• W••••

C••••• I••••••••• A••••••• L••BD affiliatedSan Diego, Cadual registrantIAPD 7321113

Feed of 09/14/2026

Also filed as A••••• Endersby

At current firm

1 y

since Jul 3, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 3, 2025 · San Diego, Ca
P••• A••••• S••••••••• L•• BD affiliated
Sep 6, 2024 to Jul 24, 2025 · San Diego, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Jul 12, 2023 to Aug 16, 2024 · San Diego, Ca
C••••• A••••••• L•• former
Jul 7, 2023 to Jul 12, 2023 · San Diego, Ca
C••••• A•••••• N••••••• L•• former
May 30, 2023 to Jun 21, 2023 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

P••• A••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 24, 2025, registered Jul 3, 2025 (-21 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to P••• A••••• S••••••••• L••
left Aug 16, 2024, registered Sep 6, 2024 (21 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 12, 2023, registered Jul 12, 2023 (0 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• A••••••• L••
left Jun 21, 2023, registered Jul 7, 2023 (16 days) · channel change inside one enterprise, not a move

Signals

A••••• M•••• W•••• left P••• A••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-07-03)
Jul 24, 2025 · a•••••• firm change · fact
A••••• M•••• W•••• left C••••• I••••••••• A••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-09-06)
Aug 16, 2024 · a•••••• firm change · fact
A••••• M•••• W•••• left C••••• A••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-07-12)
Jul 12, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address