DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A••••• G••••

••••••••independent RIAClayton, Mo dual registrantIAPD 732238

Certified Financial Planner

Feed of 09/15/2026

Also filed as M•••••• A G••••

At current firm

0 y

since Sep 8, 2026

In the industry

36 y

since Nov 1, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Sep 8, 2026 · Willoughby Hills, Oh
C••••••••• F•••••••• N•••••• national BD current
since Aug 26, 2019 · Hudson, Oh
C••••••••• F•••••••• N•••••• national BD
Aug 26, 2019 to Sep 14, 2026 · Mentor, Oh
F•••••••• P••••••• R••••••••• I••• unclassified
Jan 9, 2007 to Jan 1, 2023 · Willoughby Hills, Oh
F•••••••• P••••••• R••••••••• I••• unclassified
Jan 9, 2007 to Jan 1, 2023 · Willoughby Hills, Oh
O•••• W•••••• I••• BD affiliated
Jul 21, 2006 to Nov 16, 2006 · Mentor, Oh
O•••• W•••••• I••• BD affiliated
Jul 21, 2006 to Nov 16, 2006 · Mentor, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to ••••••••
left Sep 14, 2026, registered Sep 8, 2026 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
F•••••••• P••••••• R••••••••• I••• to C••••••••• F•••••••• N••••••
left Jan 1, 2023, registered Aug 26, 2019 (-1224 days) · Other
O•••• W•••••• I••• to F•••••••• P••••••• R••••••••• I•••
left Nov 16, 2006, registered Jan 9, 2007 (54 days) · Other

Signals

M•••••• A••••• G•••• left C••••••••• F•••••••• N•••••• for &Partners (registered 2026-09-08)
Sep 14, 2026 · Advisor changed firm · fact
M•••••• A••••• G•••• left F•••••••• P••••••• R••••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2019-08-26)
Jan 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address