RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• M•••••• R•••
- O••••• W••••• G••••• L•• independent RIA currentsince Jun 28, 2023 · Orlando, Fl
- E•••••• F•••••••• E•••••• independent RIAMay 25, 2022 to Jul 7, 2023 · West Melbourne, Fl
- R••• F•••••••• P•••••••• L•• unclassifiedApr 8, 2021 to Apr 14, 2022 · West Melbourne, Fl
- E•••••• F•••••••• E•••••• to O••••• W••••• G••••• L••left Jul 7, 2023, registered Jun 28, 2023 (-9 days) · RIA to RIA
- R••• F•••••••• P•••••••• L•• to E•••••• F•••••••• E••••••left Apr 14, 2022, registered May 25, 2022 (41 days) · Other
- T•••• M•••••• R••• left E•••••• F•••••••• E•••••• for O••••• W••••• G••••• L•• (registered 2023-06-28)Jul 7, 2023 · Advisor changed firm · fact
- T•••• M•••••• R••• left R••• F•••••••• P•••••••• L•• for E•••••• F•••••••• E•••••• (registered 2022-05-25)Apr 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address