RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• M•••••• S••••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Jul 6, 2026 · Elmhurst, Il
- H•••••••• A•••••••• L•• BD affiliatedOct 11, 2021 to Jul 6, 2026 · Oak Brook, Il
- V••••• C••••••• L•• independent RIAJan 29, 2021 to Nov 1, 2021 · Chicago, Il
- H•••••••• A•••••••• L•• to I••••••••• W••••• C••••••• L••left Jul 6, 2026, registered Jul 6, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V••••• C••••••• L•• to H•••••••• A•••••••• L••left Nov 1, 2021, registered Oct 11, 2021 (-21 days) · RIA to affiliated broker-dealer or bank
- C••••••• M•••••• S•••••• left H•••••••• A•••••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-07-06)Jul 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address