RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T• P•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 24, 2025 · Green Bay, Wi
- M•••• C••••••• A••••••• S•••••• BD affiliatedOct 28, 2024 to Oct 28, 2025 · Kaukauna, Wi
- E••••• J•••• national BDMay 11, 2021 to Oct 29, 2024 · St Louis, Mo
- M•••• C••••••• A••••••• S•••••• to L•• F•••••••• L••left Oct 28, 2025, registered Nov 24, 2025 (27 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to M•••• C••••••• A••••••• S••••••left Oct 29, 2024, registered Oct 28, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- J••••• T• P••••• left M•••• C••••••• A••••••• S•••••• for L•• F•••••••• L•• (registered 2025-11-24)Oct 28, 2025 · Advisor changed firm · fact
- J••••• T• P••••• left E••••• J•••• for M•••• C••••••• A••••••• S•••••• (registered 2024-10-28)Oct 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address