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Registered advisor
C•••••• R••••• B•••
Feed of 09/14/2026
Also filed as C•••••• R••••• B•••
At current firm
17 y
since Jun 1, 2009
In the industry
39 y
since Feb 13, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · Winter Park, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 11, 2009 to Jun 1, 2009 · Winter Park, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 1, 2009 · Orlando, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 18, 1994 to Jan 1, 2008 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left May 1, 2009, registered May 11, 2009 (10 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address