DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Jul 17, 2025
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jul 17, 2025 · Tampa, Fl
- E••••• J•••• national BDJul 16, 2021 to Jun 6, 2025 · Kingsport, Tn
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to F••••• I•••••••••left Jun 6, 2025, registered Jul 17, 2025 (41 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- D•••• W•••••• L•••• left E••••• J•••• for F••••• I••••••••• (registered 2025-07-17)Jun 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address