DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dante Michael Dominguez
Feed of 09/17/2026
Also filed as Dante Dominguez
At current firm
0 y
since Oct 28, 2025
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 29, 2026 · Chicago, Il
- Huntington Financial Advisors BD affiliated currentsince Oct 28, 2025 · Oak Lawn, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 18, 2024 to Oct 20, 2025 · Chicago, Il
- J.P. Morgan Securities LLC wirehouseFeb 21, 2023 to Sep 28, 2024 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Huntington Financial Advisorsleft Oct 20, 2025, registered Oct 28, 2025 (8 days) · Wirehouse to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 28, 2024, registered Oct 18, 2024 (20 days) · Wirehouse to wirehouse · moved with a team
Signals
- Dante Michael Dominguez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Huntington Financial Advisors (registered 2025-10-28)Oct 20, 2025 · Advisor changed firm · fact
- Dante Michael Dominguez left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-10-18)Sep 28, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address