RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• L•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Oct 21, 2025 · Orlando, Fl
- F••••• I••••••••• independent RIANov 15, 2023 to Sep 18, 2025 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDMar 24, 2023 to Nov 10, 2023 · Oviedo, Fl
- F••••• I••••••••• to S••••• W••••• A•••••••• I•••left Sep 18, 2025, registered Oct 21, 2025 (33 days) · Other
- C•••••• S••••• • C••• I••• to F••••• I•••••••••left Nov 10, 2023, registered Nov 15, 2023 (5 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••••• L••••••• left F••••• I••••••••• for S••••• W••••• A•••••••• I••• (registered 2025-10-21)Sep 18, 2025 · Advisor changed firm · fact
- A•••••••• L••••••• left C•••••• S••••• • C••• I••• for F••••• I••••••••• (registered 2023-11-15)Nov 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address