RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• P•••••••
- E•••• S••••••••• L•• BD affiliated currentsince Jun 23, 2026 · Pensacola, Fl
- L•• F•••••••• L•• BD affiliatedFeb 19, 2025 to Jun 4, 2026 · San Diego, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 18, 2022 to Feb 3, 2025 · Pensacola, Fl
- L•• F•••••••• L•• to E•••• S••••••••• L••left Jun 4, 2026, registered Jun 23, 2026 (19 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 3, 2025, registered Feb 19, 2025 (16 days) · Affiliated broker-dealer or bank to another
- S•••••• P••••••• left L•• F•••••••• L•• for E•••• S••••••••• L•• (registered 2026-06-23)Jun 4, 2026 · Advisor changed firm · fact
- S•••••• P••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-02-19)Feb 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address