RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W••••
- L••• independent RIA currentsince Jul 30, 2025 · Dallas, Tx
- C••• L•• BD affiliatedFeb 3, 2023 to May 24, 2023 · Raleigh, Nc
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 1, 2021 to Feb 6, 2023 · Raleigh, Nc
- C••• L•• to L•••left May 24, 2023, registered Jul 30, 2025 (798 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••• I••••••••• M••••••••• I••• to C••• L••left Feb 6, 2023, registered Feb 3, 2023 (-3 days) · Affiliated broker-dealer or bank to another
- J••••• W•••• left C••• L•• for Lido (registered 2025-07-30)May 24, 2023 · Advisor changed firm · fact
- J••••• W•••• left T••••••• I••••••••• M••••••••• I••• for C••• L•• (registered 2023-02-03)Feb 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address