RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• B••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 15, 2025 · Morgantown, Wv
- J••••• M••••••••• S•••• L•• BD affiliatedDec 15, 2023 to Sep 16, 2024 · Uniontown, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 27, 2023 to May 12, 2023 · Wheeling, Wv
- J••••• M••••••••• S•••• L•• to W•••• F•••• A•••••••left Sep 16, 2024, registered Apr 15, 2025 (211 days) · Affiliated broker-dealer or bank to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to J••••• M••••••••• S•••• L••left May 12, 2023, registered Dec 15, 2023 (217 days) · Affiliated broker-dealer or bank to another
- J••••• B•••• left J••••• M••••••••• S•••• L•• for W•••• F•••• A••••••• (registered 2025-04-15)Sep 16, 2024 · Advisor changed firm · fact
- J••••• B•••• left A••••••••• F•••••••• S•••••••• L•• for J••••• M••••••••• S•••• L•• (registered 2023-12-15)May 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address