RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• P•••••••
- C••••• P••••••• L•• independent RIA currentsince Aug 22, 2023 · Reston, Va
- C••••••• P••••••• independent RIAJul 12, 2022 to Aug 7, 2023 · Overland Park, Ks
- C••••• A•••••• N••••••• L•• formerJun 8, 2021 to Jul 1, 2022 · Mclean, Va
- C••••••• P••••••• to C••••• P••••••• L••left Aug 7, 2023, registered Aug 22, 2023 (15 days) · RIA to RIA
- C••••• A•••••• N••••••• L•• to C••••••• P•••••••left Jul 1, 2022, registered Jul 12, 2022 (11 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••• P••••••• left C••••••• P••••••• for C••••• P••••••• L•• (registered 2023-08-22)Aug 7, 2023 · a•••••• firm change · fact
- A•••••• P••••••• left C••••• A•••••• N••••••• L•• for C••••••• P••••••• (registered 2022-07-12)Jul 1, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address