RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I•• C••••••• L•• independent RIA currentsince Dec 5, 2025 · Foster City, Ca
- M••••• S•••••• wirehouseSep 3, 2025 to Oct 13, 2025 · Purchase, Ny
- I•• C••••••• L•• independent RIAAug 12, 2021 to Mar 7, 2025 · Los Angeles, Ca
- M••••• S•••••• to I•• C••••••• L••left Oct 13, 2025, registered Dec 5, 2025 (53 days) · Wirehouse to independent RIA
- I•• C••••••• L•• to M••••• S••••••left Mar 7, 2025, registered Sep 3, 2025 (180 days) · RIA to wirehouse
- V••••••• A• D•••• left M••••• S•••••• for I•• C••••••• L•• (registered 2025-12-05)Oct 13, 2025 · Advisor changed firm · fact
- V••••••• A• D•••• left I•• C••••••• L•• for M••••• S•••••• (registered 2025-09-03)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address