RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••• W•••••
- V••••••• A•••••••• I••• BD affiliated currentsince Sep 2, 2025 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedJan 24, 2025 to May 21, 2025 · Granite Quarry, Nc
- C••••• U•••• I••••••••• S••••••• state registeredSep 20, 2022 to Dec 31, 2024 · Blowing Rock, Nc
- L•• F•••••••• L•• to V••••••• A•••••••• I•••left May 21, 2025, registered Sep 2, 2025 (104 days) · Affiliated broker-dealer or bank to another
- C••••• U•••• I••••••••• S••••••• to L•• F•••••••• L••left Dec 31, 2024, registered Jan 24, 2025 (24 days) · Other
- W•••••• B•••• W••••• left L•• F•••••••• L•• for V••••••• A•••••••• I••• (registered 2025-09-02)May 21, 2025 · Advisor changed firm · fact
- W•••••• B•••• W••••• left C••••• U•••• I••••••••• S••••••• for L•• F•••••••• L•• (registered 2025-01-24)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address