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RIA Intelligence
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Registered advisor
J••• B•••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J B•••• T•••••
At current firm
4 y
since Dec 21, 2021
In the industry
43 y
since Sep 27, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A•••• M••••••••• L•• independent RIA currentsince Dec 21, 2021 · Sandy, Ut
- A• W••••• M••••••••• L•• BD affiliatedAug 7, 2020 to Jan 4, 2022 · Midvale, Ut
- H••••• I••••••••• M••••••••• L•• independent RIAOct 23, 2014 to Aug 3, 2020 · Sandy, Ut
- K•••• M••••••••• formerJul 31, 2014 to Oct 13, 2014 · Sandy, Ut
- C••••• A•••••• N••••••• L•• formerSep 19, 1996 to Jul 1, 2004 · Sandy, Ut
Moves
a registration end followed by a registration begin elsewhere
- A• W••••• M••••••••• L•• to T••••• A•••• M••••••••• L••left Jan 4, 2022, registered Dec 21, 2021 (-14 days) · Affiliated broker-dealer or bank to independent RIA
- H••••• I••••••••• M••••••••• L•• to A• W••••• M••••••••• L••left Aug 3, 2020, registered Aug 7, 2020 (4 days) · RIA to RIA
- K•••• M••••••••• to H••••• I••••••••• M••••••••• L••left Oct 13, 2014, registered Oct 23, 2014 (10 days) · Other
- C••••• A•••••• N••••••• L•• to K•••• M•••••••••left Jul 1, 2004, registered Jul 31, 2014 (3682 days) · Other
Signals
- J••• B•••• T••••• left A• W••••• M••••••••• L•• for T••••• A•••• M••••••••• L•• (registered 2021-12-21)Jan 4, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address