RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jun 9, 2026 · Dallas, Tx
- F••••• I••••••••• independent RIAAug 16, 2022 to May 20, 2026 · Plano, Tx
- F•••••• F•••••••• A•••••••• L•• BD affiliatedApr 22, 2021 to Jun 20, 2022 · Tampa, Fl
- F••••• I••••••••• to C••••••left May 20, 2026, registered Jun 9, 2026 (20 days) · RIA to RIA
- F•••••• F•••••••• A•••••••• L•• to F••••• I•••••••••left Jun 20, 2022, registered Aug 16, 2022 (57 days) · Affiliated broker-dealer or bank to independent RIA
- J•••• W••••• S••• left F••••• I••••••••• for Corient (registered 2026-06-09)May 20, 2026 · Advisor changed firm · fact
- J•••• W••••• S••• left F•••••• F•••••••• A•••••••• L•• for F••••• I••••••••• (registered 2022-08-16)Jun 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address