RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• D••••• D•••••
- T••••••• F•••••••• P••••••• state registered currentsince Jan 1, 2026 · Eugene, Or
- 4• W••••• M••••••••• L•• independent RIAMar 13, 2023 to May 30, 2023 · Eugene, Or
- S•••••• P•••••• W••••• M••••••••• L•• independent RIAJun 7, 2021 to Feb 16, 2023 · Eugene, Or
- 4• W••••• M••••••••• L•• to T••••••• F•••••••• P•••••••left May 30, 2023, registered Jan 1, 2026 (947 days) · RIA to a state-registered adviser
- S•••••• P•••••• W••••• M••••••••• L•• to 4• W••••• M••••••••• L••left Feb 16, 2023, registered Mar 13, 2023 (25 days) · RIA to RIA
- S•••• D••••• D••••• left 4• W••••• M••••••••• L•• for T••••••• F•••••••• P••••••• (registered 2026-01-01)May 30, 2023 · Advisor changed firm · fact
- S•••• D••••• D••••• left S•••••• P•••••• W••••• M••••••••• L•• for 4• W••••• M••••••••• L•• (registered 2023-03-13)Feb 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address