R••••• L••

• L•• F•••••••• L•• BD affiliated current
  since Apr 14, 2025 · Tacoma, Wa
• A••••• A•• P••••••• S••••••• BD affiliated
  Dec 22, 2022 to Dec 7, 2023 · Seattle, Wa
• W•••• F•••• A••••••• wirehouse
  Dec 20, 2021 to Sep 12, 2022 · Seattle, Wa

• A••••• A•• P••••••• S••••••• to L•• F•••••••• L••
  left Dec 7, 2023, registered Apr 14, 2025 (494 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
  left Sep 12, 2022, registered Dec 22, 2022 (101 days) · Wirehouse to affiliated broker-dealer or bank

• R••••• L•• left A••••• A•• P••••••• S••••••• for L•• F•••••••• L•• (registered 2025-04-14)
  Dec 7, 2023 · Advisor changed firm · fact
• R••••• L•• left W•••• F•••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2022-12-22)
  Sep 12, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address