RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• P•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 1, 2026 · Ann Arbor, Mi
- O•••• W•••••• I••• BD affiliatedAug 13, 2024 to Apr 2, 2026 · Ann Arbor, Mi
- W••••••• F•••••••• S•••••••• I••• formerJan 31, 2023 to Jul 3, 2023 · Ann Arbor, Mi
- O•••• W•••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Apr 2, 2026, registered Apr 1, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jul 3, 2023, registered Aug 13, 2024 (407 days) · channel change inside one enterprise, not a move
- N••••••• P••••• left O•••• W•••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-04-01)Apr 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address