DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Thomas Bugg

Voya Financial Advisors, Inc.BD affiliatedUpper Marlboro, Md dual registrantIAPD 7381325

Feed of 09/15/2026

Also filed as Mike Bugg

At current firm

0 y

since Apr 2, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Apr 2, 2026 · Fairfax, Va
W&S Brokerage Services, Inc. BD affiliated
Apr 11, 2025 to Mar 23, 2026 · College Park, Md
First Command Advisory Services BD affiliated
Feb 7, 2025 to Apr 2, 2025 · Camp Springs, Md
Florida Financial Advisors, LLC BD affiliated
Jan 22, 2024 to May 17, 2024 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

W&S Brokerage Services, Inc. to Voya Financial Advisors, Inc.
left Mar 23, 2026, registered Apr 2, 2026 (10 days) · Affiliated broker-dealer or bank to another
First Command Advisory Services to W&S Brokerage Services, Inc.
left Apr 2, 2025, registered Apr 11, 2025 (9 days) · Affiliated broker-dealer or bank to another
Florida Financial Advisors, LLC to First Command Advisory Services
left May 17, 2024, registered Feb 7, 2025 (266 days) · Affiliated broker-dealer or bank to another

Signals

Michael Thomas Bugg left W&S Brokerage Services, Inc. for Voya Financial Advisors, Inc. (registered 2026-04-02)
Mar 23, 2026 · Advisor changed firm · fact
Michael Thomas Bugg left First Command Advisory Services for W&S Brokerage Services, Inc. (registered 2025-04-11)
Apr 2, 2025 · Advisor changed firm · fact
Michael Thomas Bugg left Florida Financial Advisors, Llc for First Command Advisory Services (registered 2025-02-07)
May 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address