DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brock Hewitt

Wellfullindependent RIAHarleysville, PaIA-onlyIAPD 7384170

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Aug 14, 2024

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wellfull independent RIA current
since Aug 14, 2024 · Harleysville, Pa
Cambridge Investment Research Advisors, Inc. BD affiliated
May 1, 2024 to Aug 9, 2024 · Telford, Pa
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to May 7, 2024 · Telford, Pa
Cetera Advisor Networks LLC former
Mar 6, 2023 to Jun 29, 2023 · Telford, Pa
Commonwealth Financial Network national BD
Oct 19, 2022 to Feb 16, 2023 · Newtown, Pa

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to Wellfull
left Aug 9, 2024, registered Aug 14, 2024 (5 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Investment Advisers LLC to Cambridge Investment Research Advisors, Inc.
left May 7, 2024, registered May 1, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
Commonwealth Financial Network to Cetera Advisor Networks LLC
left Feb 16, 2023, registered Mar 6, 2023 (18 days) · Affiliated broker-dealer or bank to another

Signals

Brock Hewitt left Cambridge Investment Research Advisors, Inc. for Wellfull (registered 2024-08-14)
Aug 9, 2024 · Advisor changed firm · fact
Brock Hewitt left Cetera Investment Advisers Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-05-01)
May 7, 2024 · Advisor changed firm · fact
Brock Hewitt left Commonwealth Financial Network for Cetera Advisor Networks Llc (registered 2023-03-06)
Feb 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address