RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••••• B•••••
- N•• E••• W••••• BD affiliated currentsince Feb 2, 2024 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseJul 21, 2023 to Feb 3, 2024 · Atlanta, Ga
- M••••• S•••••• wirehouseMar 13, 2023 to Jul 7, 2023 · Atlanta, Ga
- J••• M••••• S••••••••• L•• to N•• E••• W•••••left Feb 3, 2024, registered Feb 2, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jul 7, 2023, registered Jul 21, 2023 (14 days) · Wirehouse to wirehouse
- M•••••••• B••••• left J••• M••••• S••••••••• L•• for N•• E••• W••••• (registered 2024-02-02)Feb 3, 2024 · Advisor changed firm · fact
- M•••••••• B••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2023-07-21)Jul 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address