RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T• M•••••
- M••••• S•••••• wirehouse currentsince Dec 16, 2025 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseDec 22, 2023 to Aug 22, 2025 · Jacksonville, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 12, 2021 to Aug 18, 2023 · Jacksonville, Fl
- W•••• F•••• A••••••• to M••••• S••••••left Aug 22, 2025, registered Dec 16, 2025 (116 days) · Wirehouse to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left Aug 18, 2023, registered Dec 22, 2023 (126 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• T• M••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-12-16)Aug 22, 2025 · Advisor changed firm · fact
- M•••••• T• M••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2023-12-22)Aug 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address