DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Tucker Foster
Feed of 09/17/2026
Also filed as James Foster
At current firm
0 y
since Nov 5, 2025
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 29, 2026 · Easley, Sc
- Huntington Financial Advisors BD affiliated currentsince Nov 5, 2025 · Greenville, Sc
- Truist Advisory Services, Inc. BD affiliatedFeb 12, 2025 to Oct 28, 2025 · Greenville, Sc
- Td Private Client Wealth LLC BD affiliatedJul 8, 2021 to Feb 12, 2025 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Huntington Financial Advisorsleft Oct 28, 2025, registered Nov 5, 2025 (8 days) · Affiliated broker-dealer or bank to another
- Td Private Client Wealth LLC to Truist Advisory Services, Inc.left Feb 12, 2025, registered Feb 12, 2025 (0 days) · Affiliated broker-dealer or bank to another
Signals
- James Tucker Foster left Truist Advisory Services, Inc. for Huntington Financial Advisors (registered 2025-11-05)Oct 28, 2025 · Advisor changed firm · fact
- James Tucker Foster left Td Private Client Wealth Llc for Truist Advisory Services, Inc. (registered 2025-02-12)Feb 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address