DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• I••••••• C•••••••

E••••• J••••national BDNew Market, Md dual registrantIAPD 7400125

Feed of 09/14/2026

Also filed as R•••••• Altendorf

At current firm

1 y

since Nov 22, 2024

In the industry

16 y

since Jan 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Nov 22, 2024 · New Market, Md
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Nov 21, 2024 · Damascus, Md
S••••••••• A•••••• A•••••••• I••• former
Jun 30, 2023 to Jun 14, 2024 · Germantown, Md
E•••••••• A•••••••• L•• national BD
Jul 7, 2022 to Jul 5, 2023 · Falls Church, Va
G•••• P•••• A•••••••• L•• former
Mar 22, 2022 to Jun 24, 2022 · Gaithersburg, Md

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to E••••• J••••
left Nov 21, 2024, registered Nov 22, 2024 (1 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Jul 5, 2023, registered Jun 30, 2023 (-5 days) · Affiliated broker-dealer or bank to another
G•••• P•••• A•••••••• L•• to E•••••••• A•••••••• L••
left Jun 24, 2022, registered Jul 7, 2022 (13 days) · Affiliated broker-dealer or bank to another

Signals

R•••••• I••••••• C••••••• left O•••• W•••••• I••• for E••••• J•••• (registered 2024-11-22)
Nov 21, 2024 · Advisor changed firm · fact
R•••••• I••••••• C••••••• left E•••••••• A•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2023-06-30)
Jul 5, 2023 · Advisor changed firm · fact
R•••••• I••••••• C••••••• left G•••• P•••• A•••••••• L•• for E•••••••• A•••••••• L•• (registered 2022-07-07)
Jun 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address