RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 14, 2026 · Chicago, Il
- G••••• W••••• M••••••••• I••• BD affiliatedMay 29, 2025 to Apr 27, 2026 · Chicago, Il
- P••••• C•••••• M••••••••• I••• unclassifiedMar 21, 2023 to Jun 30, 2025 · Rockport, Tx
- G••••• W••••• M••••••••• I••• to M••••• S••••••left Apr 27, 2026, registered May 14, 2026 (17 days) · Affiliated broker-dealer or bank to wirehouse
- P••••• C•••••• M••••••••• I••• to G••••• W••••• M••••••••• I•••left Jun 30, 2025, registered May 29, 2025 (-32 days) · Other · moved with a team
- T••••• C••••••• left G••••• W••••• M••••••••• I••• for M••••• S•••••• (registered 2026-05-14)Apr 27, 2026 · Advisor changed firm · fact
- T••••• C••••••• left P••••• C•••••• M••••••••• I••• for G••••• W••••• M••••••••• I••• (registered 2025-05-29)Jun 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address