RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• F•••••
- S•••••••• A••••••• L•• national BD currentsince Apr 13, 2026 · Murrieta, Ca
- J••• M••••• S••••••••• L•• wirehouseDec 21, 2023 to Sep 30, 2025 · Manchester, Nh
- C••••••• S••••••••• I••• BD affiliatedJul 28, 2023 to Nov 21, 2023 · Goffstown, Nh
- J••• M••••• S••••••••• L•• wirehouseSep 27, 2022 to Jul 22, 2023 · Portsmouth, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 1, 2022 to Jun 13, 2022 · New York, Ny
- J••• M••••• S••••••••• L•• to S•••••••• A••••••• L••left Sep 30, 2025, registered Apr 13, 2026 (195 days) · Wirehouse to affiliated broker-dealer or bank
- C••••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Nov 21, 2023, registered Dec 21, 2023 (30 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to C••••••• S••••••••• I•••left Jul 22, 2023, registered Jul 28, 2023 (6 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 13, 2022, registered Sep 27, 2022 (106 days) · Wirehouse to wirehouse
- I•• F••••• left J••• M••••• S••••••••• L•• for S•••••••• A••••••• L•• (registered 2026-04-13)Sep 30, 2025 · Advisor changed firm · fact
- I•• F••••• left C••••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-12-21)Nov 21, 2023 · Advisor changed firm · fact
- I•• F••••• left J••• M••••• S••••••••• L•• for C••••••• S••••••••• I••• (registered 2023-07-28)Jul 22, 2023 · Advisor changed firm · fact
- I•• F••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-09-27)Jun 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address