RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J•••• E••••
- L•••• A••••• • C•• L•• asset manager currentsince Jun 11, 2026 · Jersey City, Nj
- H••••••• F•••• asset managerSep 5, 2025 to Jun 10, 2026 · Wayne, Pa
- E••••• J•••• national BDAug 10, 2023 to Aug 20, 2025 · Seattle, Wa
- H••••••• F•••• to L•••• A••••• • C•• L••left Jun 10, 2026, registered Jun 11, 2026 (1 days) · Other
- E••••• J•••• to H••••••• F••••left Aug 20, 2025, registered Sep 5, 2025 (16 days) · Other
- A••••• J•••• E•••• left H••••••• F•••• for L•••• A••••• • C•• L•• (registered 2026-06-11)Jun 10, 2026 · Advisor changed firm · fact
- A••••• J•••• E•••• left E••••• J•••• for H••••••• F•••• (registered 2025-09-05)Aug 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address