RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• A•••••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 25, 2026 · Walnut Creek, Ca
- E••••• J•••• national BDMay 2, 2023 to Aug 26, 2026 · Albany, Ca
- W•••• F•••• A••••••• wirehouseOct 21, 2021 to Nov 9, 2022 · Reno, Nv
- E••••• J•••• to W•••• F•••• A•••••••left Aug 26, 2026, registered Aug 25, 2026 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to E••••• J••••left Nov 9, 2022, registered May 2, 2023 (174 days) · Wirehouse to affiliated broker-dealer or bank
- K••• A••••••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2026-08-25)Aug 26, 2026 · Advisor changed firm · fact
- K••• A••••••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2023-05-02)Nov 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address