DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Michael Susser
Feed of 09/16/2026
At current firm
0 y
since Sep 14, 2026
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Sep 14, 2026 · New York, Ny
- Janney Montgomery Scott LLC BD affiliatedJan 3, 2024 to Jan 14, 2026 · Philadelphia, Pa
- Valley National Advisers Inc independent RIAMar 10, 2023 to Dec 21, 2023 · Bethlehem, Pa
Moves
a registration end followed by a registration begin elsewhere
- Janney Montgomery Scott LLC to Oppenheimer & Co. Inc.left Jan 14, 2026, registered Sep 14, 2026 (243 days) · Affiliated broker-dealer or bank to another
- Valley National Advisers Inc to Janney Montgomery Scott LLCleft Dec 21, 2023, registered Jan 3, 2024 (13 days) · RIA to affiliated broker-dealer or bank
Signals
- Jonathan Michael Susser added a NY registration at Oppenheimer & Co. Inc.Sep 15, 2026 · New state registration · fact
- Jonathan Michael Susser added a PA registration at Oppenheimer & Co. Inc.Sep 14, 2026 · New state registration · fact
- Jonathan Michael Susser registered as an investment adviser representative at Oppenheimer & Co. Inc.Sep 14, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address