DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Valley National Advisers Inc
Latest filing Mar 27, 2026
First filing on the tape Dec 21, 2011 · 44 filings
SEC status approved since Aug 30, 1985
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.3B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
13
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.3B as of Mar 27, 2026
Dec 21, 2011$372M then
HNW client RAUM$1.1B as of Mar 27, 2026
Feb 23, 2018$291M then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Dec 20, 20122 then
Employees (5.A)13 as of Mar 27, 2026
Dec 20, 201210 then
Private funds: no history
RAUM +16% over the last fiscal year+5.1% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $266,806derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B81%
- Individuals$229M17%
- Corporations and businesses$5.8M0.4%
- Charitable organizations$4.7M0.4%
- Pension and profit-sharing plans$4.1M0.3%
- Individual clients
- 943reported
- HNW clients
- 410reported
- Pension plan clients
- 10reported
- Charitable clients
- 10reported
- Accounts
- 4,912reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Merle Riddle | Bethlehem, Pa | Feb 19, 1991 | 44 y | 0 |
| Frank John StettnerCertified Financial Planner | Phillipsburg, Nj | Mar 18, 1996 | 35 y | 0 |
| Laurie Anne SiebertCertified Financial Planner | Bethlehem, Pa | Jun 28, 2001 | 26 y | 0 |
| Timothy Guy RoofCertified Financial Planner | Bethlehem, Pa | Dec 14, 2007 | 23 y | 0 |
| Matthew E Petrozelli | Bethlehem, Pa | Feb 7, 2011 | 22 y | 2 |
| Michael William Roper | Bethlehem, Pa | Sep 13, 2011 | 15 y | 0 |
| Joseph Francis GoldfederCertified Financial Planner | Bethlehem, Pa | Oct 24, 2012 | 20 y | 0 |
| Donna Marie Young | Bethlehem, Pa | Nov 5, 2013 | 40 y | 1 |
| Ryan Michael Mulhearn | Bethlehem, Pa | Aug 23, 2017 | 11 y | 2 |
| Michael E Warch | Bethlehem, Pa | Jun 5, 2018 | 12 y | 2 |
| Ingrid Holder | Bethlehem, Pa | Nov 29, 2023 | 16 y | 2 |
| Lilian Rosario | Bethlehem, Pa | May 4, 2026 | 10 y | 0 |
| Anthony Alan Davis | Bethlehem, Pa | Sep 3, 2026 | 11 y | 3 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 7.7% of current headcount6 left over 36 months
Left, latest
- Michele Maddaloni to Ameriprise Financial Services, LLCJun 22, 2026 · RIA to affiliated broker-dealer or bank
- Rodman Dehart Young to Keyvantage Wealth AdvisorsAug 6, 2024 · RIA to a newly registered adviser
- Jaclyn Marie Cornelius to Keyvantage Wealth AdvisorsAug 6, 2024 · RIA to a newly registered adviser
- Simone Sanvito to Keyvantage Wealth AdvisorsAug 6, 2024 · RIA to a newly registered adviser
- Jonathan Lee Ritter to Keyvantage Wealth AdvisorsAug 6, 2024 · RIA to a newly registered adviser
- Jonathan Michael Susser to Janney Montgomery Scott LLCDec 21, 2023 · RIA to affiliated broker-dealer or bank
- Julie L Clementi to Osaic Institutions, Inc.Dec 14, 2022 · RIA to affiliated broker-dealer or bank
- Luis A Sepulveda to Bryn Mawr Trust Advisors, LLCMar 10, 2022 · RIA to RIA
- Eric Joseph Cedor to Park Avenue Securities LLCJun 23, 2021 · RIA to affiliated broker-dealer or bank
- Jessica Lee Goedtel to FacetSep 29, 2020 · RIA to RIA
- Connor Joseph Darrell to Wealthspire AdvisorsJun 8, 2020 · RIA to RIA
- Shelley M Dimperio to Blbb AdvisorsSep 9, 2019 · RIA to RIA
- David George Givler to Corbenic Partners, LLCSep 14, 2018 · RIA to RIA
- Laura Morganelli to Abacus Wealth PartnersAug 21, 2015 · Other
- David Nelson Lambert to LPL Financial LLCJul 17, 2008 · Other
Joined, latest
- Anthony Alan Davis from A Better Way Financial, LLCSep 3, 2026 · RIA to RIA
- Michele Maddaloni from J.P. Morgan Securities LLCJan 21, 2026 · Wirehouse to independent RIA
- Ingrid Holder from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 29, 2023 · Wirehouse to independent RIA
- Jonathan Lee Ritter from Commonwealth Financial NetworkOct 15, 2019 · Affiliated broker-dealer or bank to independent RIA
- Eric Joseph Cedor from Park Avenue Securities LLCJan 15, 2019 · Affiliated broker-dealer or bank to independent RIA
- Michael E Warch from M&T Securities, Inc.Jun 5, 2018 · Other
- Ryan Michael Mulhearn from Kms Financial Services, IncAug 23, 2017 · Other
- Jessica Lee Goedtel from Goldman Sachs Wealth Services, L.P.May 23, 2016 · Other
- Matthew E Petrozelli from Hsbc Securities (USA) Inc.Feb 7, 2011 · Other
- Rodman Dehart Young from Andesa Financial Management, Inc.Oct 21, 2008 · Other
- Jaclyn Marie Cornelius from Andesa Strategies, Inc.Jul 24, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Keyvantage Wealth AdvisorsAug 6, 2024 · Bethlehem, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E Matthew Petrozelli · Chief Executive Officer And Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- Merle Thomas Riddle · Chairmancontrolsince 10/1984 · owns 75% or more
Related persons
Schedule D 7.A
- National Advisors Holdings Incn
- Valley National Indemnity Corporationreal estaten
- Valley National Investments, Inc.broker-dealern
- Valley National Services, Incinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethlehem, Pa · principal | 12 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Johnstown, PA1 employees
- Phillipsburg, NJ1 employees
What changed
consecutive filings, newest first
- Accounts · 5,984 to 4,912Mar 27, 2025 to Mar 27, 2026
- BD registered reps · 11 to 12Mar 27, 2025 to Mar 27, 2026
- Charity clients · 4 to 10Mar 27, 2025 to Mar 27, 2026
- HNW clients · 355 to 410Mar 27, 2025 to Mar 27, 2026
- Individual clients · 933 to 943Mar 27, 2025 to Mar 27, 2026
- Employees · 12 to 13Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.3BMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $837M to $1.1BMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $277M to $229MMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $5.0M to $5.7MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $6.6M to $4.1MMar 27, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.3BMar 27, 2025 to Mar 27, 2026
- Accounts · 5,280 to 5,984Feb 19, 2025 to Mar 27, 2025
- Advisory employees · 15 to 10Feb 19, 2025 to Mar 27, 2025
- BD registered reps · 13 to 11Feb 19, 2025 to Mar 27, 2025
- Charity clients · unset to 4.0Feb 19, 2025 to Mar 27, 2025
- Corporate clients · 20 to 18Feb 19, 2025 to Mar 27, 2025
- HNW clients · 395 to 355Feb 19, 2025 to Mar 27, 2025
- Individual clients · 1,303 to 933Feb 19, 2025 to Mar 27, 2025
- Pension plan clients · 46 to 10Feb 19, 2025 to Mar 27, 2025
- Employees · 15 to 12Feb 19, 2025 to Mar 27, 2025
- Financial planning clients · 1-10 to 1-10Feb 19, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.3B to $1.1BFeb 19, 2025 to Mar 27, 2025
- HNW RAUM · $1.1B to $837MFeb 19, 2025 to Mar 27, 2025
- Individual RAUM · $185M to $277MFeb 19, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $4.3M to $5.0MFeb 19, 2025 to Mar 27, 2025
- Pension RAUM · $17.9M to $6.6MFeb 19, 2025 to Mar 27, 2025
- RAUM · $1.3B to $1.1BFeb 19, 2025 to Mar 27, 2025
- Accounts · 5,118 to 5,280Jan 2, 2024 to Mar 26, 2024
- Charity clients · 30.0 to unsetJan 2, 2024 to Mar 26, 2024
- Corporate clients · 14 to 20Jan 2, 2024 to Mar 26, 2024
- HNW clients · 334 to 395Jan 2, 2024 to Mar 26, 2024
- Individual clients · 1,659 to 1,303Jan 2, 2024 to Mar 26, 2024
- Pension plan clients · 60 to 46Jan 2, 2024 to Mar 26, 2024
- Financial planning clients · 11-25 to 1-10Jan 2, 2024 to Mar 26, 2024
- Discretionary RAUM · $1.1B to $1.3BJan 2, 2024 to Mar 26, 2024
- HNW RAUM · $723M to $1.1BJan 2, 2024 to Mar 26, 2024
- Individual RAUM · $383M to $185MJan 2, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $3.6M to $4.3MJan 2, 2024 to Mar 26, 2024
- Pension RAUM · $14.9M to $17.9MJan 2, 2024 to Mar 26, 2024
Signals
8 dated events
- Michele Maddaloni left Valley National Advisers Inc for Ameriprise Financial Services, Llc (registered 2026-08-17)Jun 22, 2026 · Advisor changed firm · fact
- Simone Sanvito left Valley National Advisers Inc for Keyvantage Wealth Advisors (registered 2024-08-05)Aug 6, 2024 · Advisor changed firm · fact
- Jonathan Lee Ritter left Valley National Advisers Inc for Keyvantage Wealth Advisors (registered 2024-08-26)Aug 6, 2024 · Advisor changed firm · fact
- Rodman Dehart Young left Valley National Advisers Inc for Keyvantage Wealth Advisors (registered 2024-08-05)Aug 6, 2024 · Advisor changed firm · fact
- Jaclyn Marie Cornelius left Valley National Advisers Inc for Keyvantage Wealth Advisors (registered 2024-08-05)Aug 6, 2024 · Advisor changed firm · fact
- 4 advisors left Valley National Advisers Inc (Bethlehem, PA) for Keyvantage Wealth Advisors on the same dayAug 6, 2024 · Team lift-out · derived
- Julie L Clementi left Valley National Advisers Inc for Osaic Institutions, Inc. (registered 2023-01-03)Dec 14, 2022 · Advisor changed firm · fact
- Luis A Sepulveda left Valley National Advisers Inc for Bryn Mawr Trust Advisors, Llc (registered 2023-08-08)Mar 10, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-868-9000reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 610-868-9900reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-383-8297reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/VALLEY-NATIONAL-FINANCIAL-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MYRETIREMENTPRO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-868-9000reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- myretirementpro.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026