RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• M••••••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince May 19, 2026 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMar 13, 2024 to Jun 25, 2025 · Atlanta, Ga
- M••••• S•••••• wirehouseOct 19, 2022 to Feb 22, 2024 · Alpharetta, Ga
- W•••• F•••• A••••••• to A•••• W••••• M••••••••• L••left Jun 25, 2025, registered May 19, 2026 (328 days) · Wirehouse to independent RIA
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 22, 2024, registered Mar 13, 2024 (20 days) · Wirehouse to wirehouse
- H••••• M•••••••• left W•••• F•••• A••••••• for A•••• W••••• M••••••••• L•• (registered 2026-05-19)Jun 25, 2025 · Advisor changed firm · fact
- H••••• M•••••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2024-03-13)Feb 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address