RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M•••••• E•••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Jul 16, 2026 · Tampa, Fl
- F••••• I••••••••• independent RIAAug 13, 2024 to Jul 1, 2026 · Plano, Tx
- C••••••• A•••• M••••••••• L•• BD affiliatedFeb 21, 2023 to Jul 22, 2024 · Ann Arbor, Mi
- F••••• I••••••••• to J• W• C••• A•••••••• I•••left Jul 1, 2026, registered Jul 16, 2026 (15 days) · RIA to affiliated broker-dealer or bank
- C••••••• A•••• M••••••••• L•• to F••••• I•••••••••left Jul 22, 2024, registered Aug 13, 2024 (22 days) · Affiliated broker-dealer or bank to independent RIA
- T••••• M•••••• E••••• left F••••• I••••••••• for J• W• C••• A•••••••• I••• (registered 2026-07-16)Jul 1, 2026 · Advisor changed firm · fact
- T••••• M•••••• E••••• left C••••••• A•••• M••••••••• L•• for F••••• I••••••••• (registered 2024-08-13)Jul 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address