RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• P•••• C••••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Jul 20, 2026 · Urbandale, Ia
- K••••• A•••••••• I••• BD affiliatedJan 14, 2026 to Jul 17, 2026 · Aberdeen, Sd
- S••••• F•••••••• A•••••••• L•• formerJan 4, 2024 to Jan 8, 2026 · Aberdeen, Sd
- K••••• A•••••••• I••• to I•••••••• A•••••••• L••left Jul 17, 2026, registered Jul 20, 2026 (3 days) · Affiliated broker-dealer or bank to another
- S••••• F•••••••• A•••••••• L•• to K••••• A•••••••• I•••left Jan 8, 2026, registered Jan 14, 2026 (6 days) · Other
- J•••• P•••• C•••••• left K••••• A•••••••• I••• for I•••••••• A•••••••• L•• (registered 2026-07-20)Jul 17, 2026 · Advisor changed firm · fact
- J•••• P•••• C•••••• left S••••• F•••••••• A•••••••• L•• for K••••• A•••••••• I••• (registered 2026-01-14)Jan 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address