RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Feb 6, 2025 · New York, Ny
- G••••• A••••••• L•• formerDec 11, 2023 to Mar 28, 2025 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 2, 2022 to Nov 7, 2023 · New York, Ny
- G••••• A••••••• L•• to C••••••left Mar 28, 2025, registered Feb 6, 2025 (-50 days) · RIA to RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G••••• A••••••• L••left Nov 7, 2023, registered Dec 11, 2023 (34 days) · Wirehouse to independent RIA
- M•••••• P•••• D••••••• left G••••• A••••••• L•• for C•••••• (registered 2025-02-06)Mar 28, 2025 · Advisor changed firm · fact
- M•••••• P•••• D••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for G••••• A••••••• L•• (registered 2023-12-11)Nov 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address