DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Geller Advisors LLC

Former SEC-registered adviserNew York, New YorkCRD 134062SEC 801-64033websiteIAPD
Latest filing Jan 29, 2025
First filing on the tape Mar 15, 2012 · 63 filings
SEC status approved since Mar 31, 2005
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$5.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
10
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$5.9B as of Jan 29, 2025
Mar 15, 2012$1.1B then
HNW client RAUM$5.1B as of Jan 29, 2025
Mar 26, 2018$2.5B then
State-registered IARs (5.B.3)0 as of Jan 29, 2025
Mar 15, 20120 then
Employees (5.A)49 as of Jan 29, 2025
Jan 31, 201343 then
Private funds10 as of Jan 29, 2025
Mar 27, 20141 then
RAUM +0.0% over the last fiscal year+6.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 29, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$51.7MderivedHNW RAUM over HNW clients
Average account
$7.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$2.3B, 47 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.1B86%
  • Pooled investment vehicles$827M14%
  • Individuals$18.2M0.3%
Individual clients
56reported
HNW clients
98reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
797reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$2.3B for 47 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    10 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Geller Select Alternatives LLCHedge Fund$207M61May 15, 2013
    Geller Multi-Vintage IV, LLCPrivate Equity Fund$125M57Mar 31, 2022
    Storage Opportunities Fund, LLCReal Estate Fund$103M78Mar 31, 2022
    Geller Multi-Vintage III, LLCPrivate Equity Fund$86.6M54Aug 23, 2018
    Geller Multi-Vintage II, LLCPrivate Equity Fund$73.0M55Mar 30, 2017
    Geller Multi-Vintage I, LLCPrivate Equity Fund$63.5M59Apr 1, 2015
    Geller Special Opportunities Fund I, LLCPrivate Equity Fund$48.3M37Mar 26, 2018
    Geller Multi Vintage Real Estate I LLCPrivate Equity Fund$45.2M22Aug 23, 2018
    Geller Special Opportunities Fund II, LLCPrivate Equity Fund$38.2M51Mar 29, 2021
    Regatta Opportunity Fund LLCPrivate Equity Fund$36.4M35Mar 30, 2023
    Owners and control persons
    Schedule A and B, latest filing
    • J Paul Boscacci · Head Of Investment Operationscontrol
      since 09/2020 · owns less than 5%
    • Lynn Beverly Duke · Chief Compliance Officercontrol
      since 09/2024 · owns less than 5%
    • Jay Martin Geller · Geller & Company Presidentcontrol
      since 12/2004 · owns less than 5%
    • Marie Leanne Haupt · Chief Legal Officercontrol
      since 02/2023 · owns less than 5%
    • Chen-Han Elliott Lee · Chief Financial Officercontrol
      since 02/2023 · owns less than 5%
    • Robert Wedeking · Chief Investment Officercontrol
      since 04/2012 · owns less than 5%
    Entity owners
    • Geller Holdings II LLC · Owner
      direct · owns 75% or more
    • Geller & Company LLC · Owner
      indirect · owns 75% or more of Geller Holdings II LLC
    Related persons
    Schedule D 7.A
    • Geller & Company LLC
      insurancey
    • Geller Alternative Manager LLC
      bankpooled vehicle sponsory
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Edwardsville, Il000
    New York, Ny · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Jupiter, FL2 employees
    • , 1 employees
    • Los Angeles, CA
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Oct 7, 2024 to Jan 29, 2025
    • HNW RAUM · $4.2B to $5.1B
      Dec 19, 2023 to Mar 27, 2024
    • Individual RAUM · $14.6M to $18.2M
      Dec 19, 2023 to Mar 27, 2024
    • Non-discretionary RAUM · $113M to $21.1M
      Dec 19, 2023 to Mar 27, 2024
    • Accounts · 674 to 797
      Dec 19, 2023 to Mar 27, 2024
    • HNW clients · 103 to 98
      Dec 19, 2023 to Mar 27, 2024
    • Individual clients · 37 to 56
      Dec 19, 2023 to Mar 27, 2024
    • Assets in custody · $2.1B to $2.3B
      Dec 19, 2023 to Mar 27, 2024
    • Employees · 81 to 49
      Dec 19, 2023 to Mar 27, 2024
    • Other offices · 4 to 3
      Dec 19, 2023 to Mar 27, 2024
    • Discretionary RAUM · $4.9B to $5.9B
      Dec 19, 2023 to Mar 27, 2024
    • Pooled vehicle RAUM · $756M to $827M
      Dec 19, 2023 to Mar 27, 2024
    • RAUM · $5.0B to $5.9B
      Dec 19, 2023 to Mar 27, 2024
    • Accounts · 647 to 674
      Oct 5, 2022 to Mar 30, 2023
    • Advisory employees · 17 to 15
      Oct 5, 2022 to Mar 30, 2023
    • HNW clients · 92 to 103
      Oct 5, 2022 to Mar 30, 2023
    • Individual clients · 35 to 37
      Oct 5, 2022 to Mar 30, 2023
    • Pooled vehicle clients · 9 to 10
      Oct 5, 2022 to Mar 30, 2023
    • Assets in custody · $1.9B to $2.1B
      Oct 5, 2022 to Mar 30, 2023
    • Employees · 167 to 81
      Oct 5, 2022 to Mar 30, 2023
    • Insurance-licensed employees · 13 to 0
      Oct 5, 2022 to Mar 30, 2023
    • Other offices · 3 to 4
      Oct 5, 2022 to Mar 30, 2023
    • Private funds · 9 to 10
      Oct 5, 2022 to Mar 30, 2023
    • Discretionary RAUM · $4.8B to $4.9B
      Oct 5, 2022 to Mar 30, 2023
    • HNW RAUM · $4.2B to $4.2B
      Oct 5, 2022 to Mar 30, 2023
    • Individual RAUM · $22.4M to $14.6M
      Oct 5, 2022 to Mar 30, 2023
    • Non-discretionary RAUM · $19.9M to $113M
      Oct 5, 2022 to Mar 30, 2023
    • Pooled vehicle RAUM · $593M to $756M
      Oct 5, 2022 to Mar 30, 2023
    • RAUM · $4.8B to $5.0B
      Oct 5, 2022 to Mar 30, 2023
    • Accounts · 691 to 647
      Jan 25, 2022 to Mar 31, 2022
    • Advisory employees · 14 to 17
      Jan 25, 2022 to Mar 31, 2022
    • HNW clients · 84 to 92
      Jan 25, 2022 to Mar 31, 2022
    • Individual clients · 30 to 35
      Jan 25, 2022 to Mar 31, 2022
    • Pooled vehicle clients · 7 to 9
      Jan 25, 2022 to Mar 31, 2022
    • Assets in custody · $2.7B to $1.9B
      Jan 25, 2022 to Mar 31, 2022
    • Employees · 168 to 167
      Jan 25, 2022 to Mar 31, 2022
    • Insurance-licensed employees · 0 to 13
      Jan 25, 2022 to Mar 31, 2022
    • State-registered IARs · 2 to 0
      Jan 25, 2022 to Mar 31, 2022
    • Other offices · 1 to 3
      Jan 25, 2022 to Mar 31, 2022
    • Private funds · 7 to 9
      Jan 25, 2022 to Mar 31, 2022
    Signals
    31 dated events
    • Geller Advisors Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $5.9B)
      May 2, 2025 · Left the SEC roster · derived
    • John S Law left Geller Advisors Llc for Corient (registered 2025-02-12)
      Mar 28, 2025 · Advisor changed firm · fact
    • Brian Robert Sullivan left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Robert David Wedeking left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Matthew Peter Diluccio left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Allen Hagop Injijian left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • William Prescott Bush left Geller Advisors Llc for Corient (registered 2025-02-14)
      Mar 28, 2025 · Advisor changed firm · fact
    • Paul Albert Edling Cummings left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Meghan Christina Grainer left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Alexandra Weyrauch left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Jonathan Miller Mcnitt left Geller Advisors Llc for Corient (registered 2025-02-12)
      Mar 28, 2025 · Advisor changed firm · fact
    • Sylwia Koc-Marano left Geller Advisors Llc for Corient (registered 2025-02-06)
      Mar 28, 2025 · Advisor changed firm · fact
    • Geller Advisors LLC's advisors moved to Corient (New York, NY): 10 of 11 registered, on the same day
      Mar 28, 2025 · Firm absorbed (people side) · derived
    • Paul Louis Oliva left Geller Advisors Llc for Mercer Global Advisors Inc. (registered 2024-12-10)
      Jan 30, 2025 · Advisor changed firm · fact
    • Derek Louie left Geller Advisors Llc for J.P. Morgan Securities Llc (registered 2026-07-07)
      Sep 10, 2024 · Advisor changed firm · fact
    • Jude Angela Derose (Chief Compliance Officer) no longer on Schedule A of Geller Advisors Llc (listed 2024-08-16, absent 2024-09-10)
      Sep 10, 2024 · Control person left · inference
    • Lynn Beverly Duke (Chief Compliance Officer) appeared on Schedule A of Geller Advisors Llc
      Sep 10, 2024 · Control person joined · fact
    • Greg A Schultheis left Geller Advisors Llc for Cwm, Llc (registered 2024-07-16)
      May 15, 2024 · Advisor changed firm · fact
    • Chen-Han Elliott Lee (Chief Financial Officer) appeared on Schedule A of Geller Advisors Llc
      Mar 27, 2024 · Control person joined · fact
    • Marie Leanne Haupt (Chief Legal Officer) appeared on Schedule A of Geller Advisors Llc
      Mar 27, 2024 · Control person joined · fact
    • Jeanne Marie Mcgannon left Geller Advisors Llc for Cresset Asset Management, Llc (registered 2023-10-03)
      Sep 22, 2023 · Advisor changed firm · fact
    • Susan Warren Sofronas left Geller Advisors Llc for Manchester Capital Management Llc (registered 2024-11-21)
      Mar 27, 2023 · Advisor changed firm · fact
    • Mark Owen Ryan (Chief Executive Officer) no longer on Schedule A of Geller Advisors Llc (listed 2022-05-11, absent 2022-07-20)
      Jul 20, 2022 · Control person left · inference
    • Jude Angela Derose (Chief Compliance Officer) appeared on Schedule A of Geller Advisors Llc
      Mar 31, 2022 · Control person joined · fact
    • J Paul Boscacci (Chief Compliance Officer) appeared on Schedule A of Geller Advisors Llc
      May 3, 2021 · Control person joined · fact
    • Seth Edward Hornstein (Chief Compliance Officer) no longer on Schedule A of Geller Advisors Llc (listed 2021-03-29, absent 2021-05-03)
      May 3, 2021 · Control person left · inference
    • Geller Advisors Llc reported RAUM $4.6B, up 29% from $3.6B (2021-01-19 to 2021-03-29)
      Mar 29, 2021 · RAUM change · derived
    • Doreen Nidowicz (Chief Operating Officer) no longer on Schedule A of Geller Advisors Llc (listed 2020-06-25, absent 2020-09-01)
      Sep 1, 2020 · Control person left · inference
    • M Hayden Horowitz (Chief Executive Officer) no longer on Schedule A of Geller Advisors Llc (listed 2019-11-06, absent 2019-11-26)
      Nov 26, 2019 · Control person left · inference
    • Owen Ryan (Chief Executive Officer) appeared on Schedule A of Geller Advisors Llc
      Nov 26, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026
    Across the graphs

    Geller Advisors LLC is the same institution as 1 record in Real Estate Funds.

    Real Estate Funds1

    Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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