RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• B••• B••••
- C••••• P••••••• L•• independent RIA currentsince Jan 8, 2025 · Louisville, Ky
- C••••• P••••••• O••• L•• institutionalApr 5, 2023 to Apr 24, 2023 · New York, Ny
- D••• W••••• P•••••••• L•• independent RIAJun 7, 2022 to Jun 15, 2023 · Louisville, Ky
- D••• W••••• P•••••••• L•• to C••••• P••••••• O••• L••left Jun 15, 2023, registered Apr 5, 2023 (-71 days) · Other
- C••••• P••••••• O••• L•• to C••••• P••••••• L••left Apr 24, 2023, registered Jan 8, 2025 (625 days) · corporate re-registration, not a move
- Laurie Beth Baird left Dmlo Wealth Planning, Llc for Cerity Partners Ocio Llc (registered 2023-04-05)Jun 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address